SFC Licences of WATSON James Tinto
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 13 July 2009 | 30 November 2009 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 15 February 2008 | 30 November 2009 |