SFC Licences of HARTE Nolan Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 14 May 2009 | 23 July 2010 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 14 May 2009 | 23 July 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 February 2008 | 04 December 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 19 February 2008 | 04 December 2008 |