SFC Licences of LUI Yu Kau 呂譽鏐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | 1, 4, 9 | 21 December 2021 | |
Original Asset Management Limited 原創資產管理有限公司 |
RO | 4, 9 | 10 September 2020 | 31 October 2021 |
OX Financial Securities Limited 小牛金服證券有限公司 |
RO | 1 | 10 May 2017 | 31 October 2021 |
OX Financial Securities Limited 小牛金服證券有限公司 |
RE | 1 | 27 April 2017 | 10 May 2017 |
Prestige Securities Limited 盛德證券有限公司 |
RO | 4 | 22 August 2016 | 19 April 2017 |
Prestige Securities Limited 盛德證券有限公司 |
RO | 1 | 15 September 2015 | 19 April 2017 |
CVP Securities Limited 星火證券有限公司 |
RE | 1, 2 | 21 February 2008 | 30 June 2015 |