SFC Licences of LUI Yu Kau 呂譽鏐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HC Securities (HK) Limited 海川證券(香港)有限公司
RO 1, 4, 9 21 December 2021
Original Asset Management Limited 原創資產管理有限公司
RO 4, 9 10 September 2020 31 October 2021
OX Financial Securities Limited 小牛金服證券有限公司
RO 1 10 May 2017 31 October 2021
OX Financial Securities Limited 小牛金服證券有限公司
RE 1 27 April 2017 10 May 2017
Prestige Securities Limited 盛德證券有限公司
RO 4 22 August 2016 19 April 2017
Prestige Securities Limited 盛德證券有限公司
RO 1 15 September 2015 19 April 2017
CVP Securities Limited 星火證券有限公司
RE 1, 2 21 February 2008 30 June 2015