SFC Licences of LUI Yu Kau 呂譽鏐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 RO 9 29 February 2024
Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 RO 4 29 February 2024
Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 RO 4 29 February 2024
Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 RO 1 29 February 2024
Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 RE 9 12 January 2024 29 February 2024
Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 RE 4 12 January 2024 29 February 2024
Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 RE 4 12 January 2024 29 February 2024
Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 RE 1 12 January 2024 29 February 2024
HC Securities (HK) Limited 海川證券(香港)有限公司 RO 9 21 December 2021 10 December 2023
HC Securities (HK) Limited 海川證券(香港)有限公司 RO 4 21 December 2021 10 December 2023
HC Securities (HK) Limited 海川證券(香港)有限公司 RO 1 21 December 2021 10 December 2023
Original Asset Management Limited 原創資產管理有限公司 RO 9 10 September 2020 31 October 2021
Original Asset Management Limited 原創資產管理有限公司 RO 4 10 September 2020 31 October 2021
Original Group Securities Limited 原創集團證券有限公司 RO 1 10 May 2017 31 October 2021
Original Group Securities Limited 原創集團證券有限公司 RE 1 27 April 2017 10 May 2017
Prestige Securities Limited 盛德證券有限公司 RO 4 22 August 2016 19 April 2017
Prestige Securities Limited 盛德證券有限公司 RO 1 15 September 2015 19 April 2017
CVP Securities Limited 星火證券有限公司 RE 1 21 February 2008 30 June 2015
CVP Securities Limited 星火證券有限公司 RE 2 21 February 2008 30 June 2015