SFC Licenceholders of HC Securities (HK) Limited 海川證券(香港)有限公司

Email
fang.gao@hc-securities.com
Website
www.hc-securities.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
GAO Fang 高放 RO 9 06 September 2023
GAO Fang 高放 RE 9 03 July 2023 06 September 2023
GAO Fang 高放 RO 4 03 July 2023
GAO Fang 高放 RO 1 03 July 2023
LEE Shu Yan, Andrew 李樹仁 RO 4 07 November 2023
LEE Shu Yan, Andrew 李樹仁 RO 1 07 November 2023
LEE Shu Yan, Andrew 李樹仁 RO 9 07 September 2023
LUI Yu Kau 呂譽鏐 RO 9 21 December 2021 10 December 2023
LUI Yu Kau 呂譽鏐 RO 4 21 December 2021 10 December 2023
LUI Yu Kau 呂譽鏐 RO 1 21 December 2021 10 December 2023
SO Kin 蘇健 RO 9 21 December 2021 19 November 2023
SO Kin 蘇健 RO 4 21 December 2021 19 November 2023
SO Kin 蘇健 RO 1 21 December 2021 19 November 2023
YEN Philip Hongyu 顏宏宇 RE 9 05 October 2023
YEN Philip Hongyu 顏宏宇 RE 4 05 October 2023
YEN Philip Hongyu 顏宏宇 RE 1 05 October 2023