SFC Licences of LIU Yi 劉弋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RO | 9 | 07 May 2018 | 30 June 2023 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RO | 4 | 07 May 2018 | 30 June 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 March 2008 | 31 March 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 03 March 2008 | 31 March 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 03 March 2008 | 31 March 2008 |
| Merrill Lynch Far East Limited | RE | 4 | 03 March 2008 | 31 March 2008 |
| Merrill Lynch Far East Limited | RE | 6 | 03 March 2008 | 31 March 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 March 2008 | 31 March 2008 |