SFC Licences of KIM Kyung Han

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Securities (Far East) Limited RE 6 01 September 2015 06 November 2015
J.P. Morgan Securities (Far East) Limited RE 4 01 September 2015 06 November 2015
J.P. Morgan Securities (Far East) Limited RE 1 01 September 2015 06 November 2015
J.P. Morgan Securities (Far East) Limited RE 6 13 January 2012 31 March 2014
J.P. Morgan Securities (Far East) Limited RE 4 13 January 2012 31 March 2014
J.P. Morgan Securities (Far East) Limited RE 1 13 January 2012 31 March 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 07 March 2008 09 April 2010