SFC Licences of KIM Kyung Han
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 01 September 2015 | 06 November 2015 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 01 September 2015 | 06 November 2015 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 01 September 2015 | 06 November 2015 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 31 March 2014 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 31 March 2014 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 31 March 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 March 2008 | 09 April 2010 |