SFC Licences of CHAN Chin Tao, Thomas 陳展濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Protium Capital Limited 寧遠資本有限公司 | RE | 9 | 22 November 2023 | |
| Protium Capital Limited 寧遠資本有限公司 | RE | 4 | 22 November 2023 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 16 December 2019 | 17 April 2023 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 04 November 2013 | 17 April 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 17 August 2009 | 11 September 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 5 | 17 August 2009 | 17 February 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 5 | 17 March 2008 | 01 April 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 17 March 2008 | 01 April 2009 |