SFC Licences of CHEUNG Chung 張聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pinestone Securities Limited 鼎石證券有限公司 | RE | 1 | 11 November 2013 | 01 January 2014 |
Pinestone Securities Limited 鼎石證券有限公司 | RO | 1 | 09 April 2013 | 11 November 2013 |
Pinestone Securities Limited 鼎石證券有限公司 | RE | 1 | 27 February 2013 | 09 April 2013 |
Rifa Securities Limited 日發證券有限公司 | RO | 1 | 11 October 2012 | 28 January 2013 |
TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 01 November 2010 | 28 January 2013 |
Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 01 March 2010 | 28 January 2013 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 01 March 2010 | 11 October 2012 |
Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 02 October 2009 | 19 October 2009 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 02 October 2009 | 19 October 2009 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 18 March 2009 | 05 September 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 17 March 2008 | 05 September 2009 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 17 March 2008 | 05 September 2009 |