SFC Licences of CHEN Tian 陳添
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SIFT Capital Partners Limited 仕富資本有限公司 | RO | 9 | 28 October 2013 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 18 June 2012 | 30 September 2013 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 15 August 2011 | 30 September 2013 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 28 August 2009 | 15 August 2011 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 18 March 2008 | 19 August 2009 |