SFC Licences of LIN Jen Min 林振民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 9 | 10 April 2017 | 31 August 2020 |
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 4 | 10 April 2017 | 31 August 2020 |
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 1 | 10 April 2017 | 31 August 2020 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 22 June 2011 | 23 June 2013 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 18 March 2008 | 01 October 2009 |