SFC Licences of CHAN Christina Simin 陳關思敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 24 February 2016 | 25 June 2017 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 16 July 2015 | 03 January 2016 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 16 July 2015 | 03 January 2016 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 23 April 2008 | 05 July 2015 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 14 April 2008 | 05 July 2015 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 14 April 2008 | 05 July 2015 |