SFC Licences of CHOU Tzu-Fang 周子方
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Securities (HK) Limited 第一證券(香港)有限公司 | RO | 1 | 28 April 2021 | |
First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 10 June 2011 | 28 April 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 January 2010 | 01 June 2011 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 05 May 2008 | 01 June 2011 |