SFC Licences of LIU Jie 劉杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 28 April 2014 | 31 August 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 August 2012 | 31 August 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 10 August 2012 | 25 October 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 April 2008 | 22 June 2009 |