SFC Licences of CHANG Xueshan 常雪杉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 10 December 2019 | |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 10 December 2019 | |
| HAI Cloud Exchange (HK) Limited 海雲匯(香港)有限公司 | RE | 3 | 26 November 2018 | 16 July 2019 |
| HAI Cloud Exchange (HK) Limited 海雲匯(香港)有限公司 | RE | 1 | 26 November 2018 | 16 July 2019 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 26 June 2017 | 04 August 2017 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 26 June 2017 | 04 August 2017 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 03 July 2015 | 25 June 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 03 July 2015 | 25 June 2017 |
| Brevan Howard (Hong Kong) Limited | RE | 9 | 07 April 2008 | 19 August 2010 |
| Brevan Howard (Hong Kong) Limited | RE | 4 | 07 April 2008 | 28 February 2009 |
| Brevan Howard (Hong Kong) Limited | RE | 5 | 07 April 2008 | 28 February 2009 |