SFC Licences of LIN Xiaodong 林晓東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司	RO	6	16 May 2023	16 March 2024
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RO	9	16 May 2023
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RO	4	16 May 2023
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RO	4	16 May 2023
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RO	1	16 May 2023
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RE	9	09 February 2023	16 May 2023
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司	RE	6	09 February 2023	16 May 2023
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RE	4	08 February 2023	16 May 2023
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	4	08 February 2023	16 May 2023
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	08 February 2023	16 May 2023
CLSA Limited 中信里昂證券有限公司	RE	4	28 July 2020	30 September 2022
CLSA Limited 中信里昂證券有限公司	RE	1	28 July 2020	30 September 2022
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RO	9	03 January 2017	30 December 2019
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RO	6	22 November 2016	12 July 2019
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RO	4	07 February 2012	30 December 2019
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RO	1	07 February 2012	30 December 2019
Itau Asia Securities Limited 億達富亞洲證券有限公司	RE	1	30 September 2009	10 September 2011
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RE	4	09 April 2008	04 April 2009
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RE	1	09 April 2008	04 April 2009