SFC Licences of CASTAGNE Allan John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GFI (HK) Securities L.L.C. | RE | 7 | 17 January 2012 | 26 July 2012 |
GFI (HK) Securities L.L.C. | RE | 1 | 16 July 2009 | 26 July 2012 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 09 April 2008 | 21 October 2008 |
Merrill Lynch Far East Limited | RE | 1 | 09 April 2008 | 21 October 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 April 2008 | 21 October 2008 |