SFC Licences of WONG Kwok Chu 黃國柱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	01 March 2023
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司	RE	6	01 March 2023
Haitong International Capital Limited 海通國際資本有限公司	RE	6	05 November 2021	07 October 2022
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	05 November 2021	07 October 2022
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	05 November 2021	07 October 2022
CCB International Capital Limited 建銀國際金融有限公司	RE	4	24 June 2015	22 October 2021
CCB International Capital Limited 建銀國際金融有限公司	RE	6	16 October 2013	22 October 2021
CCB International Capital Limited 建銀國際金融有限公司	RE	1	16 October 2013	22 October 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	14 November 2011	02 October 2013
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	14 November 2011	02 October 2013
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	14 November 2011	02 October 2013
VC Capital Limited 滙盈融資有限公司	RE	6	03 August 2010	28 October 2011
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司	RE	6	10 June 2008	01 August 2010