SFC Licences of JOLLEY Mark
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 26 June 2013 | 16 November 2022 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 26 June 2013 | 17 July 2014 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 15 October 2012 | 04 June 2013 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 15 October 2012 | 04 June 2013 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 04 June 2010 | 28 June 2012 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 04 June 2010 | 28 June 2012 |
MainFirst Securities Hong Kong Limited | RE | 1 | 22 April 2008 | 31 March 2010 |
MainFirst Securities Hong Kong Limited | RE | 4 | 22 April 2008 | 31 March 2010 |