SFC Licences of RIDLEY Barry Steven
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 04 September 2018 | 21 October 2022 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 9 | 07 June 2010 | 20 January 2012 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 5 | 07 June 2010 | 20 January 2012 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 07 June 2010 | 20 January 2012 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 24 April 2008 | 26 February 2010 |
| MainFirst Securities Hong Kong Limited | RE | 1 | 24 April 2008 | 26 February 2010 |