SFC Licences of COX Simon John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Peak Capital Limited | RE | 4 | 06 May 2019 | 03 November 2022 |
| Peak Capital Limited | RE | 1 | 06 May 2019 | 03 November 2022 |
| orientiert International Markets Limited | RO | 9 | 18 January 2013 | 11 November 2016 |
| orientiert International Markets Limited | RO | 4 | 18 January 2013 | 11 November 2016 |
| orientiert International Markets Limited | RO | 1 | 18 January 2013 | 11 November 2016 |
| orientiert International Markets Limited | RE | 1 | 17 May 2010 | 18 January 2013 |
| orientiert International Markets Limited | RE | 9 | 21 September 2009 | 18 January 2013 |
| orientiert International Markets Limited | RE | 4 | 21 September 2009 | 18 January 2013 |
| Fleming Family & Partners (Asia) Limited | RO | 9 | 19 December 2008 | 31 March 2009 |
| Fleming Family & Partners (Asia) Limited | RO | 4 | 19 December 2008 | 31 March 2009 |
| Fleming Family & Partners (Asia) Limited | RE | 9 | 28 April 2008 | 19 December 2008 |
| Fleming Family & Partners (Asia) Limited | RE | 4 | 28 April 2008 | 19 December 2008 |