SFC Licences of SMITH Michael Richard Trevor
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Peak Capital Limited | RO | 4 | 28 May 2015 | 25 January 2018 |
| Peak Capital Limited | RO | 1 | 28 May 2015 | 25 January 2018 |
| Peak Capital Limited | RE | 4 | 07 February 2013 | 28 May 2015 |
| Peak Capital Limited | RE | 1 | 07 February 2013 | 28 May 2015 |
| LaSalle Investment Management Hong Kong Limited | RE | 1 | 23 June 2008 | 03 March 2009 |