SFC Licences of WANG Anyuan 王安元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 14 June 2023 | 16 October 2023 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 14 June 2023 | 16 October 2023 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 15 May 2013 | 19 May 2023 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 15 May 2013 | 19 May 2023 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RO | 1 | 21 February 2013 | 23 March 2013 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 17 December 2012 | 23 March 2013 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 23 November 2012 | 21 February 2013 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 29 June 2009 | 07 November 2012 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 30 April 2008 | 24 June 2009 |