SFC Licences of KU Ching Heung 古清香
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 4 | 08 August 2016 | 05 August 2022 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 1 | 08 August 2016 | 05 August 2022 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 11 March 2014 | 16 July 2016 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 11 March 2014 | 16 July 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 November 2013 | 01 March 2014 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 30 May 2008 | 01 March 2014 |