SFC Licences of LAU Lai Shan 劉麗珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ALPS Advisory (HK) Limited | RE | 9 | 30 July 2014 | 01 March 2015 |
| ALPS Advisory (HK) Limited | RE | 4 | 30 July 2014 | 01 March 2015 |
| ALPS Advisory (HK) Limited | RE | 1 | 30 July 2014 | 01 March 2015 |
| SAIL Advisors Limited | RE | 9 | 21 May 2008 | 07 January 2010 |