SFC Licences of ZHAN Tao 詹濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 6 | 12 November 2013 | 26 September 2014 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 1 | 12 November 2013 | 26 September 2014 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 12 November 2013 | 26 September 2014 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 27 July 2011 | 11 April 2012 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 27 July 2011 | 11 April 2012 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 29 October 2009 | 11 April 2012 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 May 2008 | 05 December 2008 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 06 May 2008 | 05 December 2008 |