SFC Licences of LAU Kai Yeung 劉棨揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 | RE | 9 | 23 November 2020 | |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 | RE | 4 | 23 November 2020 | |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 | RO | 4 | 14 March 2017 | 17 May 2017 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 | RO | 9 | 22 June 2015 | 17 May 2017 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 | RE | 9 | 25 November 2014 | 22 June 2015 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 14 July 2009 | 31 May 2013 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 28 May 2008 | 05 August 2013 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 28 May 2008 | 29 July 2011 |