SFC Licences of MCLEAN Neil Iain

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Instinet Pacific Limited 極訊亞太有限公司 RO 7 04 November 2016 14 September 2018
Instinet Pacific Limited 極訊亞太有限公司 RO 4 04 November 2016 14 September 2018
Instinet Pacific Limited 極訊亞太有限公司 RO 1 04 November 2016 14 September 2018
Instinet Pacific Limited 極訊亞太有限公司 RE 7 17 December 2012 04 November 2016
Instinet Pacific Limited 極訊亞太有限公司 RE 4 17 December 2012 04 November 2016
Instinet Pacific Limited 極訊亞太有限公司 RE 1 17 December 2012 04 November 2016
Nomura Securities (Hong Kong) Limited RE 2 04 February 2010 16 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 27 May 2008 16 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 27 May 2008 16 December 2012
Nomura Futures (Hong Kong) Limited RE 2 27 May 2008 19 February 2010