SFC Licences of MCLEAN Neil Iain
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Instinet Pacific Limited 極訊亞太有限公司 | RO | 7 | 04 November 2016 | 14 September 2018 |
Instinet Pacific Limited 極訊亞太有限公司 | RO | 4 | 04 November 2016 | 14 September 2018 |
Instinet Pacific Limited 極訊亞太有限公司 | RO | 1 | 04 November 2016 | 14 September 2018 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 17 December 2012 | 04 November 2016 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 17 December 2012 | 04 November 2016 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 17 December 2012 | 04 November 2016 |
Nomura Securities (Hong Kong) Limited | RE | 2 | 04 February 2010 | 16 December 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 May 2008 | 16 December 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 27 May 2008 | 16 December 2012 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 27 May 2008 | 19 February 2010 |