SFC Licences of ROBERTS Alexander Donald
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 18 February 2013 | 02 September 2016 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 18 February 2013 | 02 September 2016 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 18 February 2013 | 02 September 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 09 October 2008 | 17 February 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 October 2008 | 17 February 2013 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 30 May 2008 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 30 May 2008 | 29 September 2008 |