SFC Licences of LIN Hsi 林曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 03 January 2017 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 10 June 2011 | 01 February 2014 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 27 May 2008 | 20 May 2011 |