SFC Licences of CHAN Shuk Yee Stephanie 陳淑兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 22 September 2020 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 02 December 2015 | |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 28 May 2008 | 09 October 2010 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 28 May 2008 | 09 October 2010 |