SFC Licences of YUEN Wai Ming 阮唯銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Centralex Financial Limited 域金融有限公司 RO 9 31 May 2022
Centralex Financial Limited 域金融有限公司 RO 4 31 May 2022
Centralex Financial Limited 域金融有限公司 RO 1 31 May 2022
Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 RO 9 30 November 2020 31 March 2022
Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 RO 4 30 November 2020 31 March 2022
Red South Investment Management Limited 紅南投資管理有限公司 RO 9 23 October 2019 27 November 2020
Red South Investment Management Limited 紅南投資管理有限公司 RO 4 23 October 2019 27 November 2020
SDHG International Securities Limited 山高國際證券有限公司 RO 1 19 August 2019 23 September 2019
SDHG International Securities Limited 山高國際證券有限公司 RE 1 01 August 2019 19 August 2019
Kirin Securities Limited 麒麟證券有限公司 RO 1 31 October 2017 22 July 2019
Kirin Securities Limited 麒麟證券有限公司 RE 4 31 October 2017 22 July 2019
Kirin Asset Management Limited 麒麟資產管理有限公司 RE 9 31 October 2017 22 July 2019
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 01 February 2016 31 July 2017
GEO Securities Limited 智易東方證券有限公司 RE 1 22 May 2013 21 December 2015
Brilliant Norton Securities Company Limited 億聲證券有限公司 RE 4 11 June 2012 28 February 2013
Brilliant Norton Securities Company Limited 億聲證券有限公司 RE 1 11 June 2012 28 February 2013
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 03 June 2008 04 November 2008