SFC Licences of MILES Ashley James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 4 | 19 February 2021 | |
| Macquarie Markets Trading Limited | RO | 4 | 17 December 2020 | |
| Macquarie Markets Trading Limited | RO | 1 | 17 December 2020 | |
| Macquarie Bank Limited 麥格理銀行有限公司 | 4 | 13 March 2015 | ||
| Macquarie Bank Limited 麥格理銀行有限公司 | 1 | 13 March 2015 | ||
| Macquarie Asia Securities Limited | RO | 2 | 16 December 2014 | 31 March 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 25 August 2014 | |
| Macquarie Asia Securities Limited | RE | 2 | 15 July 2009 | 16 December 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 15 July 2009 | 25 August 2014 |
| Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 03 June 2008 | 16 April 2009 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 03 June 2008 | 16 April 2009 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 03 June 2008 | 16 April 2009 |