SFC Licences of MILES Ashley James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RO 4 19 February 2021
Macquarie Markets Trading Limited RO 4 17 December 2020
Macquarie Markets Trading Limited RO 1 17 December 2020
Macquarie Capital Limited 麥格理資本股份有限公司 RO 1 25 August 2014
Macquarie Asia Securities Limited RO 2 16 December 2014 31 March 2017
Macquarie Asia Securities Limited RE 2 15 July 2009 16 December 2014
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 15 July 2009 25 August 2014
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 03 June 2008 16 April 2009
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 03 June 2008 16 April 2009
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 03 June 2008 16 April 2009