SFC Licences of NICHOLLS Paul Stewart
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GL Advisors Hong Kong Limited | RE | 9 | 07 January 2022 | |
| BFIN Private Advisors (Hong Kong) Limited | RO | 4 | 11 June 2019 | 23 November 2020 |
| BFIN Private Advisors (Hong Kong) Limited | RO | 1 | 11 June 2019 | 23 November 2020 |
| Brookfield Advisors (Hong Kong) Limited | RO | 4 | 04 January 2017 | 30 November 2018 |
| Brookfield Advisors (Hong Kong) Limited | RO | 1 | 04 January 2017 | 30 November 2018 |
| BFIN Private Advisors (Hong Kong) Limited | RO | 6 | 13 October 2016 | 07 November 2019 |
| BFIN Private Advisors (Hong Kong) Limited | RO | 4 | 17 August 2015 | 30 November 2017 |
| BFIN Private Advisors (Hong Kong) Limited | RO | 1 | 17 August 2015 | 30 November 2017 |
| Harmony Capital Partners Asia (HK) Limited | RO | 9 | 27 July 2010 | 21 March 2011 |
| Harmony Capital Partners Asia (HK) Limited | RE | 9 | 12 March 2009 | 27 July 2010 |
| Pitt Capital Partners Asia Limited 保德金融有限公司 | RO | 6 | 28 July 2008 | 21 November 2008 |
| Pitt Capital Partners Asia Limited 保德金融有限公司 | RO | 4 | 28 July 2008 | 21 November 2008 |