SFC Licences of HO Pui Fung, Dominic 何沛峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Flow Traders Hong Kong Limited	RE	2	16 February 2023	08 May 2023
Flow Traders Hong Kong Limited	RE	1	16 February 2023	08 May 2023
Merrill Lynch Far East Limited	RE	2	14 July 2015	05 October 2022
Merrill Lynch Far East Limited	RE	1	14 July 2015	05 October 2022
Merrill Lynch (Asia Pacific) Limited	RE	1	14 July 2015	05 October 2022
CSOP Asset Management Limited 南方東英資產管理有限公司	RE	9	23 May 2012	10 July 2015
CSOP Asset Management Limited 南方東英資產管理有限公司	RE	4	23 May 2012	10 July 2015
Sofaer Global Research (HK) Limited	RE	9	12 August 2011	16 May 2012
Sofaer Global Research (HK) Limited	RE	4	12 August 2011	16 May 2012
Neuberger Berman Asia Limited	RE	9	19 May 2011	11 July 2011
Neuberger Berman Asia Limited	RE	4	19 May 2011	11 July 2011
Neuberger Berman Asia Limited	RE	1	19 May 2011	11 July 2011
Sofaer Global Research (HK) Limited	RE	9	05 September 2008	13 May 2011
Sofaer Global Research (HK) Limited	RE	4	05 September 2008	13 May 2011
Sofaer Global Research (HK) Limited	RE	5	05 September 2008	11 December 2010
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	24 July 2008	01 August 2008
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	23 June 2008	01 August 2008
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	23 June 2008	01 August 2008
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	23 June 2008	01 August 2008