SFC Licences of WANG Tsai Yun 王彩雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 4 | 17 August 2021 | |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 1 | 12 April 2019 | |
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 03 July 2012 | 30 June 2017 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 04 August 2008 | 01 June 2012 |