SFC Licences of YAU Ka Hei 游嘉熙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	22 November 2023
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	22 November 2023
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	20 April 2021	09 November 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	20 April 2021	09 November 2023
Valuable Capital Limited 華盛資本証券有限公司	RE	2	09 March 2021	26 March 2021
Valuable Capital Limited 華盛資本証券有限公司	RE	1	09 March 2021	26 March 2021
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	08 August 2014	26 February 2021
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	08 August 2014	26 February 2021
Open Securities Limited 開盤證券有限公司	RE	2	06 May 2013	25 July 2014
Open Securities Limited 開盤證券有限公司	RE	1	06 May 2013	25 July 2014
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	27 March 2012	22 April 2013
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	27 March 2012	22 April 2013
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	13 October 2009	16 March 2012
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	13 October 2009	16 March 2012
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	28 August 2008	01 October 2009
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	27 June 2008	01 October 2009