SFC Licences of HU Peng 胡芃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 6 | 22 January 2016 | 29 June 2018 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 4 | 22 January 2016 | 29 June 2018 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 22 January 2016 | 29 June 2018 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 09 October 2015 | 22 January 2016 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 09 October 2015 | 22 January 2016 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 09 October 2015 | 22 January 2016 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 01 July 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 27 June 2008 | 09 June 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 27 June 2008 | 09 June 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 27 June 2008 | 09 June 2010 |