SFC Licences of FISHMAN Leonard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 05 November 2008 | 01 June 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 05 November 2008 | 01 June 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 10 July 2008 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 10 July 2008 | 29 September 2008 |