SFC Licences of TAN Koon Seng

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 9 13 February 2015 15 May 2015
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 4 13 February 2015 15 May 2015
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 1 13 February 2015 15 May 2015
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RO 1 28 April 2011 13 February 2015
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RO 9 01 September 2009 13 February 2015
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RO 4 01 September 2009 13 February 2015
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 08 July 2008 01 September 2009