SFC Licences of TANG Thomas Yaw Fay 鄧耀輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Kai Yin Securities Limited 凱銀證券有限公司	RO	4	13 October 2023
Kai Yin Securities Limited 凱銀證券有限公司	RO	1	13 October 2023
Kai Yin Securities Limited 凱銀證券有限公司	RE	4	06 September 2023	13 October 2023
Vico Capital Limited 維高資本有限公司	RO	9	16 May 2019	27 June 2023
Vico Capital Limited 維高資本有限公司	RO	4	16 May 2019	27 June 2023
Vico Capital Limited 維高資本有限公司	RO	1	16 May 2019	11 January 2023
Old Peak Capital Limited 山頂資本有限公司	RO	9	12 April 2017	07 January 2019
Old Peak Capital Limited 山頂資本有限公司	RO	4	12 April 2017	07 January 2019
Oreana Financial Services Limited 澳利亞金融服務有限公司	RO	9	13 December 2016	13 March 2017
Oreana Financial Services Limited 澳利亞金融服務有限公司	RO	4	13 December 2016	13 March 2017
Oreana Financial Services Limited 澳利亞金融服務有限公司	RO	1	13 December 2016	13 March 2017
Oreana Financial Services Limited 澳利亞金融服務有限公司	RE	9	28 August 2015	13 December 2016
Oreana Financial Services Limited 澳利亞金融服務有限公司	RE	4	28 August 2015	13 December 2016
Oreana Financial Services Limited 澳利亞金融服務有限公司	RE	1	28 August 2015	13 December 2016
Oreana Financial Services Limited 澳利亞金融服務有限公司	RE	9	07 May 2012	19 November 2014
Oreana Financial Services Limited 澳利亞金融服務有限公司	RE	4	07 May 2012	19 November 2014
Oreana Financial Services Limited 澳利亞金融服務有限公司	RE	1	07 May 2012	19 November 2014
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司	RE	1	09 February 2010	14 April 2012
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司	RE	4	15 January 2010	14 April 2012
FWD Financial Planning Limited 富衛財務策劃有限公司	RE	4	30 October 2008	12 November 2009