SFC Licences of YEUNG Ka Ming 楊家明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 29 January 2016 | 24 November 2017 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 10 March 2015 | 24 November 2017 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 10 March 2015 | 24 November 2017 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 1 | 10 March 2015 | 24 November 2017 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 1 | 05 August 2008 | 28 February 2015 |