SFC Licences of TSAI Chien-Chih 蔡建志

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 13 February 2017 31 March 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 13 February 2017 31 March 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 13 February 2017 31 March 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 13 February 2017 31 March 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 18 November 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 16 May 2013 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 23 April 2012 12 February 2017
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 5 04 January 2012 31 March 2014
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 06 January 2011 12 February 2017
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 2 06 January 2011 31 March 2014
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 09 June 2010 06 January 2011
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 09 June 2010 06 January 2011
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 07 July 2008 05 April 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 07 July 2008 05 April 2010