SFC Licences of YAN Zhixiong 嚴志雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pinpoint Asset Management Limited 保銀資產管理有限公司 | RE | 9 | 10 April 2015 | 28 August 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 02 February 2009 | 03 September 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 16 July 2008 | 23 December 2008 |