SFC Licences of XU Lingyan 徐凌艷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Mighty Divine Securities Limited	RE	1	14 February 2024
Mighty Divine Investment Management Limited	RE	9	14 February 2024
Lion Asset Management Limited 獅子資產管理有限公司	RE	9	03 August 2020	31 January 2024
Lion Asset Management Limited 獅子資產管理有限公司	RE	4	03 August 2020	31 January 2024
Lion International Securities Group Limited 獅子國際證券集團有限公司	RE	1	03 August 2020	31 January 2024
Kilmorey Asset Management Limited 金力資產管理有限公司	RE	9	26 November 2019	01 April 2020
Kilmorey Securities Limited 金力証券有限公司	RE	4	26 November 2019	03 December 2019
Kilmorey Securities Limited 金力証券有限公司	RE	1	26 November 2019	03 December 2019
Kilmorey Asset Management Limited 金力資產管理有限公司	RO	9	21 June 2018	26 November 2019
Kilmorey Securities Limited 金力証券有限公司	RO	4	09 February 2017	26 November 2019
Kilmorey Securities Limited 金力証券有限公司	RO	1	24 March 2016	26 November 2019
CCB International Securities Limited 建銀國際證券有限公司	RO	4	21 August 2014	02 December 2015
CCB International Securities Limited 建銀國際證券有限公司	RO	1	21 August 2014	02 December 2015
CCB International Securities Limited 建銀國際證券有限公司	RE	4	27 November 2013	21 August 2014
CCB International Securities Limited 建銀國際證券有限公司	RE	1	27 November 2013	21 August 2014
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	4	14 June 2013	24 October 2013
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	14 June 2013	24 October 2013
CCB International Securities Limited 建銀國際證券有限公司	RE	4	04 June 2010	27 May 2013
CCB International Securities Limited 建銀國際證券有限公司	RE	1	04 June 2010	27 May 2013
MainFirst Securities Hong Kong Limited	RE	4	21 December 2009	21 April 2010
MainFirst Securities Hong Kong Limited	RE	1	27 November 2009	21 April 2010
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	13 May 2009	12 November 2009
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	17 July 2008	06 April 2009