SFC Licences of SEATON Graham Trevor
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RO | 2 | 16 November 2015 | 02 March 2023 |
Merrill Lynch Far East Limited | RO | 1 | 16 November 2015 | 02 March 2023 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 16 November 2015 | 02 March 2023 |
Merrill Lynch Far East Limited | RE | 2 | 08 August 2012 | 16 November 2015 |
Merrill Lynch Far East Limited | RE | 1 | 08 August 2012 | 16 November 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 August 2012 | 16 November 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 August 2008 | 20 February 2009 |
Merrill Lynch Far East Limited | RE | 1 | 04 August 2008 | 20 February 2009 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 04 August 2008 | 20 February 2009 |