SFC Licences of LAW Chi Yuen 羅智元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 11 August 2011 | 08 April 2012 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 15 November 2010 | 09 June 2011 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 15 June 2009 | 29 April 2010 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 15 June 2009 | 29 April 2010 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 16 July 2008 | 29 April 2010 |