SFC Licenceholders of Guotai Junan FX Limited 國泰君安外匯有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Tik Sun 區迪新 | RE | 3 | 17 November 2023 | |
| CHAN Ka Wah 陳家驊 | RO | 3 | 21 October 2010 | 31 October 2020 |
| CHAN Man Tik 陳文迪 | RE | 3 | 09 August 2013 | |
| CHAN Shek Chuen 陳錫泉 | RE | 3 | 13 July 2011 | 09 December 2013 |
| CHAN Tak Man, Calvin 陳德文 | RE | 3 | 26 October 2012 | |
| CHAN Wai Cheong, Andrew 陳偉昌 | RE | 3 | 26 July 2012 | 26 August 2017 |
| CHANG Chun Lap 張駿立 | RO | 3 | 21 October 2010 | 15 June 2014 |
| CHANG Shu Pei 張書沛 | RE | 3 | 29 November 2021 | |
| CHEN Sida 陳斯达 | RE | 3 | 03 September 2021 | |
| CHEN Yingying 陳盈盈 | RE | 3 | 09 September 2011 | |
| CHENG Kwok Ming 鄭國明 | RE | 3 | 09 September 2021 | |
| CHENG Pui Ming 鄭沛銘 | RE | 3 | 07 May 2018 | 28 August 2022 |
| CHENG Yau Shing 鄭有成 | RE | 3 | 26 July 2012 | 17 September 2012 |
| CHEUNG Chi Hang 張智恒 | RE | 3 | 05 March 2021 | |
| CHI Chung Him 池仲謙 | RE | 3 | 25 June 2015 | |
| CHIU Man Ho, Andy 趙文豪 | RE | 3 | 22 March 2011 | 21 June 2011 |
| CHOW Chun Yin 周晉賢 | RE | 3 | 27 May 2020 | |
| CHU Yin Man 朱賢文 | RE | 3 | 09 June 2021 | |
| CHUI Wai Fong 徐惠芳 | RE | 3 | 03 October 2011 | 14 August 2022 |
| FAN Chi Wai 樊志煒 | RE | 3 | 21 November 2012 | 19 June 2020 |
| FONG Ka Chai 方家齊 | RE | 3 | 11 August 2021 | |
| FUNG Chun Yu 馮震宇 | RE | 3 | 19 April 2012 | 01 January 2019 |
| GONG Jie 龔杰 | RE | 3 | 22 August 2016 | 30 September 2020 |
| HON Kin Chung 韓建中 | RE | 3 | 22 March 2011 | |
| HUANG Yiyun 黃弋芸 | RE | 3 | 10 December 2019 | 03 May 2022 |
| HUI King Lung 許經隆 | RE | 3 | 03 September 2021 | |
| HUNG Ming Xi, Rainky 洪銘鍶 | RE | 3 | 07 September 2021 | |
| JIANG Hao 姜昊 | RE | 3 | 08 June 2011 | 26 June 2015 |
| KAN Lai Ping, Pinky 簡麗萍 | RE | 3 | 10 June 2013 | |
| KO Sui Ho 高瑞豪 | RE | 3 | 17 November 2023 | |
| KWOK Ho Hung, David 郭可雄 | RE | 3 | 02 July 2021 | |
| KWOK Keung 郭強 | RE | 3 | 23 February 2021 | 31 October 2022 |
| KWOK Lap Wa 郭立華 | RE | 3 | 05 October 2018 | |
| KWONG Pui Chuen 鄺霈銓 | RE | 3 | 12 July 2018 | |
| LAI Billy Yee Piu 黎以標 | RE | 3 | 24 November 2020 | |
| LAI Kai Hung 黎啟雄 | RE | 3 | 30 March 2011 | 28 October 2021 |
| LAM Shu Hon 林書瀚 | RE | 3 | 15 June 2020 | |
| LAM Tat Hung 林達鴻 | RE | 3 | 28 June 2011 | |
| LAM Tat Shing 林達誠 | RE | 3 | 09 September 2021 | |
| LAU Hiu Wai 劉曉蕙 | RE | 3 | 15 June 2017 | 11 December 2017 |
| LAU Ka Fung Adrian 劉家灃 | RE | 3 | 19 April 2012 | 17 December 2014 |
| LAU Kin Kwan, Karen 劉建軍 | RE | 3 | 07 January 2013 | 01 May 2018 |
| LAU Mei 劉薇 | RE | 3 | 26 July 2012 | |
| LAU Muk Hoi 柳木海 | RE | 3 | 24 December 2021 | 05 January 2024 |
| LAU Nga Yeung 劉雅揚 | RE | 3 | 16 December 2020 | |
| LAU Shing Fung 劉盛豐 | RE | 3 | 14 August 2019 | 31 August 2021 |
| LAU Tsz Hung 劉子雄 | RE | 3 | 16 December 2020 | 10 January 2021 |
| LAW Chi Yuen 羅智元 | RE | 3 | 11 August 2011 | 08 April 2012 |
| LAW Chi Yuen 羅智元 | RE | 3 | 15 November 2010 | 09 June 2011 |
| LEE Chan Pong, Barry 李燦邦 | RE | 3 | 05 July 2012 | 05 April 2013 |
| LEE Chun 李駿 | RE | 3 | 29 October 2019 | |
| LEE Chun Yin, Benedict 李俊賢 | RE | 3 | 28 March 2011 | |
| LEE Shu Fan 李樹勳 | RE | 3 | 17 January 2017 | 11 September 2017 |
| LEE Wang Sun 李宏燊 | RE | 3 | 02 September 2021 | |
| LEUNG Alexander 梁皓鈞 | RE | 3 | 05 October 2015 | 13 November 2017 |
| LEUNG Pak Kin 梁栢堅 | RE | 3 | 11 March 2016 | 20 June 2016 |
| LI Ming 李明 | RE | 3 | 17 August 2022 | |
| LI Sze Hang 李思行 | RE | 3 | 09 September 2021 | |
| LI Xinxin 李辛辛 | RE | 3 | 15 February 2022 | |
| LIU Junzhi 劉俊志 | RE | 3 | 22 December 2022 | |
| LO Wai Lun 盧煒綸 | RE | 3 | 05 November 2013 | 15 May 2016 |
| LOU Wing Chung, Simon 羅永頌 | RE | 3 | 16 September 2021 | |
| LU Lu 呂露 | RE | 3 | 14 July 2011 | |
| LUI Hung Kik 呂鴻極 | RE | 3 | 23 August 2021 | |
| LUO Weicheng 羅偉成 | RE | 3 | 19 December 2012 | 31 July 2020 |
| NG Kei Chi 吳琦熾 | RE | 3 | 28 March 2011 | |
| NG Man Hin 伍文軒 | RE | 3 | 17 August 2022 | 23 February 2024 |
| NG Suet Man 吳雪雯 | RE | 3 | 28 March 2011 | 31 August 2020 |
| PENG Zhiting 彭志婷 | RE | 3 | 03 July 2017 | 13 July 2020 |
| PRITCHARD Christine 袁梦 | RE | 3 | 09 April 2014 | |
| SEE Kit Long 施杰郎 | RE | 3 | 29 June 2022 | |
| SIN Hau Yi 冼巧兒 | RO | 3 | 25 June 2018 | |
| SIN Hau Yi 冼巧兒 | RE | 3 | 15 November 2010 | 25 June 2018 |
| SUEN Ka Kit 孫家傑 | RE | 3 | 30 March 2021 | |
| TAI Ming Kong 戴銘光 | RE | 3 | 01 November 2012 | |
| TAM Kai Yi, Kelly 譚啟兒 | RE | 3 | 16 December 2020 | |
| TAM Yuk Yin, Denise 譚玉燕 | RE | 3 | 15 June 2020 | |
| TANG Jack 鄧智盈 | RE | 3 | 03 September 2014 | 29 July 2017 |
| TANG Kelvin Chi Wai 鄧志偉 | RE | 3 | 15 April 2015 | |
| TO Yu Fai 杜宇輝 | RE | 3 | 09 September 2021 | |
| TSANG Kwong Sun Patrick 曾廣新 | RE | 3 | 06 April 2017 | 30 October 2017 |
| TSE Shing Chi 謝承志 | RE | 3 | 05 November 2012 | 06 November 2012 |
| TSOI Wai Kwong 蔡偉光 | RO | 3 | 10 May 2023 | |
| TSOI Wai Kwong 蔡偉光 | RE | 3 | 28 March 2011 | 10 May 2023 |
| TSUI Yuk Ming 徐鈺明 | RE | 3 | 31 December 2014 | 21 June 2019 |
| TUNG Wing Fong, Corona 董詠芳 | RE | 3 | 10 September 2021 | |
| WAN Chun Man 尹俊文 | RE | 3 | 08 August 2013 | 27 June 2017 |
| WAN Tsz Fung 溫子鋒 | RE | 3 | 17 November 2010 | 01 March 2011 |
| WANG Gang 王剛 | RE | 3 | 25 August 2011 | |
| WANG Hongrui 王泓睿 | RE | 3 | 07 December 2016 | 02 June 2017 |
| WANG Juejun 王珏珺 | RE | 3 | 01 September 2014 | 07 March 2017 |
| WANG Junhong 汪俊紅 | RE | 3 | 30 July 2013 | 21 January 2014 |
| WONG Chung Mun 黃仲文 | RO | 3 | 05 September 2018 | 24 May 2023 |
| WONG Chung Mun 黃仲文 | RE | 3 | 05 September 2018 | 05 September 2018 |
| WONG Long Chun 黃朗晉 | RE | 3 | 13 October 2017 | 23 May 2023 |
| WONG Pui Yuen, Bryan 黃沛源 | RE | 3 | 15 October 2012 | |
| WONG Siu Ming 黃紹銘 | RE | 3 | 16 December 2020 | 01 April 2024 |
| WU Hongjian 吳洪健 | RE | 3 | 06 October 2011 | |
| WU Qiong 吳穹 | RE | 3 | 09 September 2011 | |
| YAN Ka Ho 甄嘉豪 | RE | 3 | 29 December 2021 | |
| YAN Ka Ho 甄嘉豪 | RE | 3 | 21 August 2015 | 12 April 2016 |
| YEUNG Chun Ki 楊駿基 | RE | 3 | 24 March 2021 | |
| YEUNG Tze Fung 楊子峰 | RO | 3 | 21 October 2010 | |
| YIP Chin Hong 葉展航 | RE | 3 | 29 December 2021 | |
| YOUNG Ting Kar 楊庭嘉 | RE | 3 | 02 December 2021 | 08 July 2022 |
| YU Kwan Fei 虞珺斐 | RE | 3 | 16 December 2020 | 16 June 2021 |
| YU Kwok Fai 楊國輝 | RE | 3 | 18 April 2018 | |
| YU Wing Yi, Daisy 余穎怡 | RE | 3 | 30 March 2011 | |
| YUEN Yat Shing, Trevor 袁溢誠 | RE | 3 | 21 June 2021 |