SFC Licences of LU Chao 陸超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 6 | 28 May 2018 | 15 March 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 12 December 2013 | 15 March 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 12 December 2013 | 28 May 2018 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 21 June 2012 | 11 November 2013 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 24 August 2011 | 11 November 2013 |
| AIF Capital Limited 殷庫資本有限公司 | RE | 9 | 20 November 2009 | 17 June 2011 |
| AIF Capital Limited 殷庫資本有限公司 | RE | 4 | 20 November 2009 | 17 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 July 2008 | 17 August 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 23 July 2008 | 17 August 2009 |