SFC Licences of ZHANG Haochuan 張浩川
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RO | 9 | 01 December 2015 | 30 December 2021 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RO | 4 | 01 December 2015 | 30 December 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 13 November 2008 | 07 May 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 13 November 2008 | 07 May 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 05 August 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 05 August 2008 | 29 September 2008 |