SFC Licences of MALOY Arthur Chong Wah 馬忠樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ascent Capital Advisors Limited | RO | 6 | 08 November 2013 | 07 March 2022 |
| Ascent Capital Advisors Limited | RO | 4 | 08 November 2013 | 07 March 2022 |
| Ascent Capital Advisors Limited | RO | 1 | 08 November 2013 | 07 March 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 October 2010 | 01 June 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 30 December 2009 | 11 September 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 October 2008 | 11 September 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 11 September 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 31 July 2008 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 31 July 2008 | 29 September 2008 |